Financials/Regulatory Information
Policy & Procedure
Audited Capital Balance
Net Capital Balance (Monthly Reports)
| Years | January | February | March | April | May | June | July | August | September | October | November | December |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020 | Jan-2020 | Feb-2020 | Mar-2020 | Apr-2020 | May-2020 | |||||||
| 2019 | Jan-2019 | Feb-2019 | Mar-2019 | Apr-2019 | May-2019 | June-2019 | July-2019 | Aug-2019 | Sep-2019 | Oct-2019 | Nov-2019 | Dec-2019 |
| 2018 | Jan-2018 | Feb-2018 | Mar-2018 | Apr-2018 | May-2018 | June-2018 | July-2018 | Aug-2018 | Sep-2018 | Oct-2018 | Nov-2018 | Dec-2018 |
| 2017 | Jan-2017 | Feb-2017 | Mar-2017 | Apr-2017 | May-2017 | June-2017 | July-2017 | Aug-2017 | Sep-2017 | Oct-2017 | Nov-2017 | Dec-2017 |
| 2016 | Oct-2016 | Nov-2016 | Dec-2016 |
Liquid Capital Statement (Monthly Reports)
| Years | January | February | March | April | May | June | July | August | September | October | November | December |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020 | Jan-2020 | Feb-2020 | Mar-2020 | Apr-2020 | May-2020 | |||||||
| 2019 | Jan-2019 | Feb-2019 | Mar-2019 | Apr-2019 | May-2019 | June-2019 | July-2019 | Aug-2019 | Sep-2019 | Oct-2019 | Nov-2019 | Dec-2019 |
| 2018 | Jan-2018 | Feb-2018 | Mar-2018 | Apr-2018 | May-2018 | June-2018 | July-2018 | Aug-2018 | Sep-2018 | Oct-2018 | Nov-2018 | Dec-2018 |
| 2017 | Jan-2017 | Feb-2017 | Mar-2017 | Apr-2017 | May-2017 | June-2017 | July-2017 | Aug-2017 | Sep-2017 | Oct-2017 | Nov-2017 | Dec-2017 |
| 2016 | Oct-2016 | Nov-2016 | Dec-2016 |